Livoa LogoLivoa
RNL Assistant Manager Review
Send all company documents and shareholder info to Digi Compliance Portal
Trigger Points:


New Registration

Renewal

Digi Compliance Portal: Screening & Risk Assessment
Risk rating and info fetched to DH Portal
Document upload window in DH Portal for compliance feedback section


Upload EDD report and supporting documents (multi-document upload supported)

RNL notified for additional document requests via system notification
PEP form must be completed and attached where applicable
SAR template auto-generated for high-risk cases
System fetches data every 24 hours
Compliance status can update status and comment regardless of risk rating
Final decision only by Registrar
System sends email notification to Registrar after compliance approval
Compliance team cannot communicate directly with Customer; all communication via RNL
System retains 6 months of screening and EDD data for reporting & audit
Download Location:


Digi Compliance Portal (EDD reports and supporting documents)

t

by t

0
0 uses